864 F.2d 188
(Cite as: 864 F.2d 188, 274 U.S.App.D.C. 385)
UNITED STATES of America
v.
William THOMAS, Appellant.
UNITED STATES of America
v.
Ellen THOMAS, Appellant.
Nos. 88-3034, 88-3035.
United States Court of Appeals,
District of Columbia Circuit.
Argued Nov. 8, 1988.
Decided Dec. 30, 1988.
Defendants were convicted in the United States District
Court for the District of Columbia, Thomas A. Flannery, J., of
violating United States Park Service anti camping regulation,
and they appealed. The Court of Appeals, Starr, Circuit Judge,
held that: (1) evidence was sufficient to sustain defendants'
convictions, and (2) anti camping regulation was not unconstitutionally
vague as applied to defendants who sought to maintain continuous
presence in park across from White House to protest threat of
nuclear annihilation.
Affirmed.
[1] CRIMINAL LAW k260.11(4)
110k260.11(4)
Governing standard for reviewing sufficiency of evidence
in non jury cases is same as applied in jury cases: conviction
must be reversed when evidence is such that reasonable minds could
not find guilt beyond reasonable doubt.
[2] UNITED STATES k57
393k57
Evidence supported finding that nuclear protesters violated
United States Park Service anti camping regulation; park officers
on at least four occasions during week-long period observed defendants
sleeping on bedding materials in park late at night and in early
morning, defendants themselves admitted that they had slept in
park for at least four and one-half hours during four-day period,
and defendants further admitted that they were attempting to maintain
constant, all-weather, around-the-clock expressive presence in
park without benefit of other living accommodations.
[3] CONSTITUTIONAL LAW k82(3)
92k82(3)
When enactment threatens exercise of otherwise permissible
First Amendment rights, enactment must provide more notice and
allow less discretion than for other activities. U.S.C.A. Const.Amend.
1.
[4] CONSTITUTIONAL LAW k82(4)
92k82(4)
When enactment is challenged as vague in its application
in First Amendment context, court must focus upon whether enactment
provided fair notice that defendant's contemplated conduct fell
within legitimate scope of prohibition. U.S.C.A. Const.Amend.
1.
[5] CONSTITUTIONAL LAW k90.1(4)
92k90.1(4)
United States Park Service anti camping regulation was
not unconstitutionally vague as applied to nuclear activists who
sought to maintain "continuous presence" in park across
from White House; regulation provided fair notice to protestors
that around-the-clock vigil fell within regulation's prescription,
park police officers had verbally warned protestors that camping
regulation prohibited ongoing behavior, and there was no evidence
that regulation was discriminatorily enforced. U.S.C.A. Const.Amends.
1, 5, 14.
[5] UNITED STATES k57
393k57
United States Park Service anti camping regulation was
not unconstitutionally vague as applied to nuclear activists who
sought to maintain "continuous presence" in park across
from White House; regulation provided fair notice to protestors
that around-the-clock vigil fell within regulation's prescription,
park police officers had verbally warned protestors that camping
regulation prohibited ongoing behavior, and there was no evidence
that regulation was discriminatorily enforced. U.S.C.A. Const.Amends.
1, 5, 14.
*189 **386 Appeals from the United States District Court for
the District of Columbia (Criminal Action Nos. 87-00231-01 and
02).
Mark A. Venuti, Washington, D.C., (appointed by the court),
for appellants in Nos. 88-3034 and 88-3035.
Edith S. Marshall, Asst. U.S. Atty., with whom Jay B. Stephens,
U.S. Atty., John D. Bates and R. Craig Lawrence, Asst. U.S. Attys.,
Washington, D.C., were on the brief, for appellee.
Before WALD, Chief Judge, and STARR and SENTELLE, Circuit
Judges.
Opinion for the Court filed by Circuit Judge STARR.
STARR, Circuit Judge:
Lafayette Park, as Washington residents and visitors well
know, sits across Pennsylvania Avenue from the White House. It
is a lovely park, beautifully landscaped and exquisitely maintained.
On its north side stands St. John's Church, the church of Presidents,
and the historic Hay-Adams Hotel. Looking out on the park are
government buildings of some note, not the least of which are
the National Courts Building, Dolley Madison House and the Decatur
House. By virtue of its singular location, Lafayette Park has
become a haven for First Amendment activity. The keen governmental
interest in maintaining the beauty and tranquility of this historic
park has thus increasingly come into conflict with the equally
keen interest on the part of various individuals and groups in
expressing their viewpoints on significant issues of our age.
*190 **387
Like the now-legendary "sleeping in the park"
case, Clark v. Community for Creative Non-Violence, 468
U.S. 288, 104 S.Ct. 3065, 82 L.Ed.2d 221 (1984), the case before
us involves individuals who are seeking by their continuing presence
in the park to convey and communicate their sincerely held views
about what they perceive to be the most elemental social ills.
Two individuals, husband and wife, stand convicted for violation
of the applicable Park Service regulations which forbid "camping"
in areas including Lafayette Park. The challenge mounted by William
and Ellen Thomas to their respective convictions sounds both in
a substantiality of the evidence attack and in the familiar doctrine
of void-for-vagueness, drawn from the body of First Amendment
and Due Process law. For the reasons that follow, we conclude
that the Thomases' challenge cannot succeed and that their convictions
must therefore stand.
I
Ellen and William Thomas have for several years pursued
a vigil in Lafayette Park that entails what William Thomas terms
a "continuous presence" in the Park. (Tr. 107). Ellen
Thomas describes their vigil as "[an] attempt[ ] to maintain
a constant, all-weather, round-the-clock expressive presence in
Lafayette Park." Def. (E.T.) Exhibit 7. The Thomases have
abandoned most worldly possessions and pursuits to alert whoever
might pass by--through discussion, their signs, and their presence--of
the threat of nuclear annihilation and the evils they perceive
as having created that threat. They do have access to and use
of a nearby apartment, where they store most of their few belongings,
eat, shower, use the bathroom, pursue their correspondence, and
attend to other such functions. However, they do not, except inadvertently,
sleep in the apartment. Indeed, William Thomas claims to have
sloughed off the need for regular sleep along with other attributes
of worldly existence, and thus to sleep nowhere in particular
unless overcome by exhaustion and forced to nap.
The Thomases pursued this pattern of activity during the
week of March 22 through March 29, 1987. Park Service officers
observed them on several occasions lying prone at night upon or
within bedding material, surrounded by bundles of goods, occasionally
under a plastic sheet, and, by all appearances, asleep. Several
times, officers verbally warned the Thomases that they were in
violation of the Park Service's prohibition against "camping,"
and issued four citations to that effect.
The Park Service regulation in question lists several indicia
of "camping": Camping is defined as the use of park
land for living accommodation purposes such as sleeping activities,
or making preparations to sleep (including the laying down of
bedding for the purpose of sleeping), or storing personal belongings,
or making any fire, or using any tents or shelter or other structure
or vehicle for sleeping or doing any digging or earth breaking
or carrying on cooking activities. The above-listed activities
constitute camping when it reasonably appears, in light of all
the circumstances, that the participants, in conducting these
activities, are in fact using the area as a living accommodation
regardless of the intent of the participants or the nature of
any other activities in which they may also be engaging.... 36
C.F.R. s 7.96(i)(1) (1988).
The United States Attorney's Office issued an information
against the Thomases for their conduct during the week in question
and prosecuted them for impermissibly camping in the Park. Following
a bench trial before Judge Flannery, the Thomases were found guilty;
the trial court reasoned that the regulation "does not permit
individuals to spend substantially all of their time, including
sleeping hours, in the park on a continuing basis." Memorandum
Opinion, Crim. No. 87-0231 at 16 (D.D.C. Feb. 5, 1988). Although
the court did not define precisely what use of the park constituted
"use for living accommodation purposes," it found "that
lying on top and within bedding materials throughout the night,
for a one-week period, without evidence *191 **388 of any other
sleeping quarters, is sufficient evidence of the use of the park
for living accommodations." Id. at 17.
The District Court thereafter denied the Thomases' motion
to stay their 30-day sentences pending appeal. Despite having
served their sentences, the Thomases appeal the verdict, alleging
that insufficient evidence exists to support the convictions and
that the regulation is unconstitutionally vague as applied to
them.
II
The Thomases assert primarily that the government adduced
insufficient evidence to support their convictions. We respectfully
but emphatically disagree.
A
[1] The standard governing our review is well settled and
understood. On appeal, a reviewing court is to accord a guilty
verdict great deference; indeed, the sole evidentiary issue in
such instances is whether substantial evidence supports the verdict.
"The governing standard for reviewing the sufficiency of
the evidence in non-jury cases is the same as that applied in
jury cases: The conviction must be reversed when the evidence
is such that a reasonable mind could not find guilt beyond a reasonable
doubt." United States v. Castellanos, 731 F.2d 979,
984 (D.C.Cir.1984); see United States v. James, 764 F.2d
885, 889 (D.C.Cir.1985) ("we cannot overturn the verdict
unless a reasonable jury must necessarily have entertained a reasonable
doubt"); Jackson v. United States, 353 F.2d 862, 864
(D.C.Cir.1965) (same standard applied to review of bench and jury
trials) (Wright, J.). Our review of the record must also accord
great weight to the factfinder's role, while providing no incentive
for the parties to retry the case on appeal. "Our task ...
is to view the evidence in the light most favorable to the government,
allowing the government the benefit of all reasonable inferences
that may be drawn from the evidence, and permitting the [factfinder]
to determine the weight and credibility of the evidence."
United States v. Sutton, 801 F.2d 1346, 1358 (D.C.Cir.1986);
see United States v. Weisz, 718 F.2d 413, 437 (D.C.Cir.1983),
cert. denied, 465 U.S. 1027, 104 S.Ct. 1285, 79 L.Ed.2d 688 (1984);
United States v. Singleton, 702 F.2d 1159, 1162-63 (D.C.Cir.1983).
This standard applies to both direct and circumstantial evidence.
See Sutton, 801 F.2d at 1358; see also Holland v. United
States, 348 U.S. 121, 75 S.Ct. 127, 99 L.Ed. 150 (1954).
B
[2] In light of the governing standard, we are satisfied
that several sources of evidence in the record provide ample support
for the verdicts. First. Three officers testified about what they
observed during the period that included the four occasions when
they issued citations to the Thomases for violating the regulation.
As the District Court concluded, "[t]he testimony of the
Park Police officers established that during the period in question,
defendants were observed at numerous times late at night and in
the early morning to be lying prone, on bedding materials, with
their eyes closed." Mem.Op. at 15. Here is the substance
of that testimony.
(1) Park Police Officer Richard DeRiso testified that at
approximately 6:00 a.m. on March 22, he observed the Thomases
lying in sleeping bags and on blankets, surrounded by clothes.
The officer saw no activity and heard sounds that to him resembled
snoring. He woke the Thomases, told them that they were violating
the camping regulation, and cited them for the violation. According
to the officer, the Thomases were in roughly the same circumstances
on the morning of March 27, and he again gave them a citation.
On cross-examination, Officer DeRiso indicated that on both occasions
he may have actually issued the citations later in the morning.
(2) Patrol Officer Daniel DeLullo testified that he observed
the Thomases at their demonstration site three times during the
night of March 25 and morning of March 26. The first time, at
10:00 p.m., the Thomases were sitting on sleeping bags and blankets,
surrounded by minor items of *192 **389 property and their literature,
which was covered by plastic. An hour later, the Thomases were
lying in their sleeping bags, which in turn were covered by plastic,
and the Thomases appeared to Officer DeLullo to be asleep. The
officer lifted the plastic to warn them that they were violating
the camping regulation. Little had changed the third time, at
12:10 a.m. After briefly observing the Thomases from one foot
away and discerning no activity, Officer DeLullo issued each of
them a citation.
(3) Park Police Officer William Doerrler testified that
at approximately 6:15 a.m. on March 29, he observed Ellen Thomas
leaning against a sign and William Thomas lying down, covered
by a blanket. He reported seeing them surrounded by heaps of clothing
and bundles. Both appeared to be asleep. Officer Doerrler told
the Thomases that they were violating the camping regulation and
later issued each of them a citation.
Second. The Thomases' own admissions about their activities
in Lafayette Park during the period in question provide further
evidence supporting the convictions. The record amply supports
the trial court's summary in this respect: Both defendants have
testified that they spent most of their time in Lafayette Park
and with occasional exceptions, spent every night there. William
Thomas acknowledged that with the exception of the 'involuntary'
naps he took when out of the park, whatever sleeping he did was
done in the park. Ellen Thomas testified that she had the 'night
shift' at their demonstration site in the park and did not testify
that she slept anywhere else. Mem.Op. at 15.
Indeed, the defendants' testimony largely confirms the
officers' accounts, differing principally over the time they actually
received certain citations and (especially on Ellen Thomas's part)
over whether they were actually asleep while lying in their sleeping
bags. Ellen Thomas testified that she spent entire nights in Lafayette
Park, and was on the occasion in question prone, in and on blankets
and sleeping bags, and covered with plastic. (Tr. 218). William
Thomas was more expansive. He opined that, although the government's
evidence had established at most an hour and a half of sleeping
during the four occasions, "[a]ccording to our testimony,
I figure that we admit to having slept for about four hours and
fifteen minutes in the park over the course of these four days."
(Tr. 273). Mr. Thomas also described how he had been in the Park
most of the day on March 21, and that at 10:00 p.m. that night
Officer Doerrler had warned him and others in the Park that they
were in violation of the camping regulation (prior to Mr. Thomas's
admitted hour and a half of sleep later the morning of March 22
and prior to the citation issued by Officer DeRiso that morning).
(Tr. 230, 232).
Third. The Thomases' description of how they conduct their
"continuing vigil" supports reasonable inferences of
violations of the anti-camping regulation. Ellen Thomas testified
that, although she spends time away from the Park lobbying, writing,
and communicating with the press, she spends from 12 to 20 hours
per day in the Park. (Tr. 199-200). Two weeks after the period
in question, Ellen Thomas wrote to the Park Service that "I
have been attempting to maintain a constant, all-weather, round-the-clock
expressive presence in Lafayette Park, without living accommodations...."
Def. (E.T.) Exhibit 7. During the pivotal week in late March,
she was pursuing her ongoing vigil, namely staying in the Park
with her signs, "demonstrating my commitment to the necessity
to spend as much time as possible to eliminate nuclear weapons."
(Tr. 196-97). William Thomas states that his "main, practical
purpose is a symbolic purpose to my being [in the Park], but practically
my purpose is that I can be available at all times for clarification
of actual reality." (Tr. 252). William Thomas testified that
he spent most of his time from March 21 to 26 in the Park, leaving
to go to a court appearance and twice to go to the nearby apartment.
(Tr. 238). Although both use the apartment for tasks such as cooking,
cleaning clothes, using the telephone, and writing, neither *193
**390 testified to sleeping (except inadvertently) or spending
significant amounts of time there. William Thomas claimed that
"the object of my life is to live without accommodations,
and to me [the apartment] is a compromise." (Tr. 240).
C
The Thomases' criticisms of the very substantial evidence
arrayed against them are misplaced. They argue repeatedly that
no matter what the police briefly observed or no matter that they
(the Thomases) occasionally dozed off, they were not "sleeping"
in the park in a sense relevant to the anti-camping regulation.
William Thomas argues that "[p]ersonally, I don't consider
what I do to be sleeping, I consider it to be intermittent naps."
(Tr. 301); see Brief for Appellants at 12. This argument, on analysis,
misses the mark. First, the regulation cites "sleeping activities"
as an indicia of using the park as a living accommodation. Someone
who lies down motionless in blankets or sleeping bags at night
might reasonably be considered to be engaged in sleeping activities.
Meditating, resting, napping, and actually sleeping all fall within
the regulation and add weight to the contextual determination
that the Thomases were indeed using the park as a living accommodation,
which is the critical point under the Park Service regulation
("[c]amping is defined as the use of park land for living
accommodation purposes ..."). In short, the physical condition
of sleep is not the sine qua non of "camping" under
the regulation; the sine qua non is, rather, the use of the park
for living purposes.
Second, circumstantial evidence appropriately counts in
the evidentiary calculation. Courts routinely accept objective
indications as evidence for subjective or otherwise unverifiable
states of mind. Specifically, in the context before us, the factfinder
is permitted to rely upon the Park Service Officers' testimony
that the Thomases were by all outward appearances asleep, although
of course the Thomases are free to argue that their activities
actually were of a relevantly different character that is beyond
the scope of the regulation.
Third, and more generally, the factfinder is permitted
to draw reasonable inferences from the evidence adduced. This
observation addresses defendants' arguments that the officers
observed too little sleep and otherwise observed them for a small
part of the week. See Brief for Appellants at 24-27. Evidence
of specific incidents observed by the officers, the Thomases'
own admissions, and the admitted nature of the vigil permit inferences
of patterns of use of the park and presumed repetition of observed
behavior. The Thomases, in contrast, attempt to define their behavior
as only that which the direct evidence immediately and ineluctably
proves. That is much too Procrustean an evidentiary approach;
the law is not nearly so impractically tunnel-visioned in outlook.
To the contrary, the factfinder is permitted to draw reasonable
inferences, which readily include conclusions of ongoing and pervasive
patterns of conduct. See supra p. 191 (government allowed benefit
of inferences).
D
Under the appropriate standard of review, see supra p.
191, substantial evidence supports Judge Flannery's conclusion
that the defendants were "lying on top and within bedding
materials throughout the night, for a one-week period, without
evidence of any other sleeping quarters." Mem.Op. at 17.
Accepting the trial court's resolution of conflicts in the testimony,
id. at 15-16; viewing the evidence in the light most favorable
to the government; and accepting the direct and circumstantial
evidence of guilt; we concluded that a reasonable fact-finder
would by no means be obliged to conclude that either of the Thomases
was not guilty. To the contrary, the District Court could readily
conclude, as it did, that "beyond a reason[a]ble doubt ...
defendants laid down bedding for the purpose of sleeping and slept
in the park with such frequency and for such periods of time as
to constitute camping in violation of 36 C.F.R. [s] 7.96(i)(1)."
Id. at 16.
In addition, the court could readily rely, as it did, upon
the duration of the Thomases' residence in the Park (during the
day *194 **391 and nearly every night) and upon the lack of another
place for the Thomases to sleep or pass substantial amounts of
time (as opposed to the less time-consuming activities pursued
in the nearby apartment) to conclude that "defendants William
Thomas and Ellen Thomas used Lafayette Park for living accommodation
purposes." Id. at 15. In sum, substantial evidence supports
the convictions.
III
On a loftier plane, the Thomases argue that, whatever the
quantum of evidence as to their activities, it is unclear that
their activities fall within the scope of the anti-camping regulation.
They vigorously assert that the regulation is so unclear that
it is unconstitutionally vague as applied to their conduct here.
A
1
Two principal concerns undergird the requirement that governmental
enactments be sufficiently precise: first, that notice be given
to those who may run afoul of the enactment and, second, that
the enactment channel the discretion of those who enforce it.
The principle is an important one to a free people. The Due Process
Clause's prohibition against vague restrictions "requires
that a penal statute define the criminal offense with sufficient
definiteness that ordinary people can understand what conduct
is prohibited and in a manner that does not encourage arbitrary
and discriminatory enforcement." Kolender v. Lawson,
461 U.S. 352, 357, 103 S.Ct. 1855, 1858, 75 L.Ed.2d 903 (1983);
see Hoffman Estates v. Flipside, Hoffman Estates, Inc.,
455 U.S. 489, 498, 102 S.Ct. 1186, 1193, 71 L.Ed.2d 362 (1982);
Grayned v. City of Rockford, 408 U.S. 104, 108-09, 92 S.Ct.
2294, 2298-99, 33 L.Ed.2d 222 (1972). The Supreme Court has further
taught "that the more important aspect of the vagueness doctrine
'is not actual notice, but the other principal element of the
doctrine--the requirement that the legislature establish minimal
guidelines to govern law enforcement.' " Kolender,
461 U.S. at 358, 103 S.Ct. at 1858 (quoting Smith v. Goguen,
415 U.S. 566, 574, 94 S.Ct. 1242, 1247, 39 L.Ed.2d 605 (1974)).
[3] When the criminal penalty at issue applies to activity
that furthers First Amendment interests, as the Thomases' protest
most certainly did, the court is obliged to review the challenged
enactment with particular care. Indeed, when the enactment threatens
exercises of otherwise permissible First Amendment rights, the
enactment must provide more notice and allow less discretion than
for other activities. See Big Mama Rag, Inc. v. United States,
631 F.2d 1030, 1035 (D.C.Cir.1980) ("These standards [protecting
against vague enactments] are especially stringent, and an even
greater degree of specificity is required, where, as here, the
exercise of First Amendment rights might be chilled by a law of
uncertain meaning."); see also Smith v. Goguen, 415
U.S. at 573, 94 S.Ct. at 1247; NAACP v. Button, 371 U.S.
415, 433, 83 S.Ct. 328, 338, 9 L.Ed.2d 405 (1963).
[4] In contexts other than the First Amendment, it is often
sufficient that the proscription mark out the rough area of prohibited
conduct, allowing law- abiding individuals to conform their conduct
by steering clear of the prohibition. See Rose v. Locke,
423 U.S. 48, 50, 96 S.Ct. 243, 244, 46 L.Ed.2d 185 (1975) ("All
the Due Process Clause requires is that the law give sufficient
warning that men may conduct themselves so as to avoid that which
is forbidden."). When an enactment is challenged as vague
in its application in a First Amendment context, however, the
court must focus instead upon whether the enactment provided fair
notice that the defendant's contemplated conduct fell within the
legitimate scope of the prohibition. See Keeffe v. Library
of Congress, 777 F.2d 1573, 1582 (D.C.Cir.1985) ("We
examine whether Keeffe had fair notice ... that her [contemplated
activity implicating First Amendment interests] was legitimately
proscribed...."); see also Palmer v. Euclid, 402 U.S.
544, 545-46, 91 S.Ct. 1563, 1564, 29 L.Ed.2d 98 (1971) (not First
Amendment context); United States v. *195 **392 Harriss,
347 U.S. 612, 617, 74 S.Ct. 808, 811, 98 L.Ed. 989 (1954) (Due
Process Clause requires "fair notice that ... contemplated
conduct is forbidden by the statute").
At the same time, we cannot forget that language is unavoidably
inexact, cf. Young v. Community Nutrition Institute, 476
U.S. 974, 106 S.Ct. 2360, 90 L.Ed.2d 959 (1986), and that statutes
cannot, in reason, define proscribed behavior exhaustively or
with consummate precision. These inherent limitations obtain in
a speech-laden, First Amendment setting as in any other. As the
Supreme Court observed in Smith v. Goguen, 415 U.S. at
574, 94 S.Ct. at 1247, "[w]e recognize that in a noncommercial
context behavior as a general rule is not mapped out in advance
on the basis of statutory language." For this reason, courts
do not require that an enactment touching on First Amendment interests
set forth the precise line dividing proscribed from permitted
behavior, or that a person contemplating a course of behavior
know with certainty whether his or her act will be found to violate
the proscription. Rather, even in this sensitive area the Due
Process Clause requires that the enactment be drafted with reasonable
specificity sufficient to provide fair notice. See, e.g., id.
("The statutory language under which Goguen was charged,
however, fails to draw reasonably clear lines between the kinds
of nonceremonial treatment [of the American flag] that are criminal
and those that are not.") (emphasis added); Grayned,
408 U.S. at 110, 92 S.Ct. at 2299 ("The words of the Rockford
ordinance are marked by flexibility and reasonable breadth, rather
than meticulous specificity, but we think it is clear what the
ordinance as a whole prohibits.") (internal quotation omitted);
Coates v. Cincinnati, 402 U.S. 611, 614, 91 S.Ct. 1686,
1688, 29 L.Ed.2d 214 (1971) (a city that enacts time, place, and
manner restrictions affecting expressive activity "can do
so through the enactment and enforcement of ordinances directed
with reasonable specificity toward the conduct to be prohibited").
As the Court reasoned in a sensitive First Amendment area (while
considering the validity of less than precise regulations): [T]here
are limitations in the English language with respect to being
both specific and manageably brief, and it seems to us that although
the prohibitions may not satisfy those intent on finding fault
at any cost, they are set out in terms that the ordinary person
exercising ordinary common sense can sufficiently understand and
comply with, without sacrifice to the public interest. United
States Civil Serv. Comm'n v. National Ass'n of Letter Carriers,
413 U.S. 548, 578-79, 93 S.Ct. 2880, 2897, 37 L.Ed.2d 796 (1973);
see Broadrick v. Oklahoma, 413 U.S. 601, 608, 93 S.Ct.
2908, 2913, 37 L.Ed.2d 830 (1973).
2
More specific to the question at hand, the Supreme Court's
pronouncements on the precision of the predecessor of the very
regulation now before us also channel and circumscribe our inquiry.
In three ways, the Court's conclusions in Clark v. Community
for Creative Non-Violence, 468 U.S. 288, 104 S.Ct. 3065, 82
L.Ed.2d 221 (1984) [hereinafter "CCNV "], measurably
further our consideration and analysis. First, the Court there
upheld a regulation essentially identical to 36 C.F.R. s 7.96(i)(1)
against a series of challenges. The Court held the regulation
to be both a permissible time, place and manner restriction, and
a permissible regulation of symbolic conduct. CCNV, 468
U.S. at 294, 298-99, 104 S.Ct. at 3069, 3071-72. More importantly
for our purposes, the Court upheld the regulation against an assertion
that it was unconstitutionally vague, id. at 292, 104 S.Ct. at
3068, and concluded that "it cannot seriously be doubted
that sleeping in tents for the purpose of expressing the plight
of the homeless falls within the regulation's definition of camping."
Id. at 292 n. 4, 104 S.Ct. at 3068 n. 4, see also Community
for Creative Non-Violence v. Watt, 703 F.2d 586, 591 &
n. 6 (D.C.Cir.1983) (en banc) [hereinafter "Watt "]
(Mikva, J.), rev'd on other grounds, CCNV, 468 U.S. at
288, 104 S.Ct. at 3065; id. at 610 (Wilkey, J., dissenting) ("[T]he
regulations give fair notice of the *196 **393 prohibited conduct
and provide sufficiently explicit standards to guide the discretion
of law enforcement officials. They are not impermissibly vague.").
Second, the Court indicated some of the applications of
the content- neutral regulation--and especially that element prohibiting
sleeping--that would not infringe unduly upon First Amendment
interests. [T]he Park Service neither attempts to ban sleeping
generally nor to ban it everywhere in the parks. It has established
areas for camping and forbids it elsewhere, including Lafayette
Park and the Mall. Considered as such, we have very little trouble
concluding that the Park Service may prohibit overnight sleeping
in the parks involved here. CCNV, 468 U.S. at 295, 104
S.Ct. at 3069. Similarly, the fact that the regulation would in
effect prohibit or deter otherwise valid expression protected
by the First Amendment did not vex the Court: "With the prohibition,
however, as is evident in the case before us, at least some around-the-clock
demonstrations lasting for days on end will not materialize, others
will be limited in size and duration, and the purposes of the
regulation will thus be materially served." Id. at 297, 104
S.Ct. at 3071.
Third, both the Supreme Court's and this court's discussion
of the nature of the regulation sheds helpful light as to its
clarity. Wide agreement existed that the pursuit of expressive
activities did not remove that activity from the scope of the
regulation. See id. at 294, 104 S.Ct. at 3069. ("That sleeping
... may be expressive ... does not make the ban any less a limitation
on the manner of demonstrating...."); Watt, 703 F.2d
at 591 (Mikva, J.), at 610 (Wilkey, J., dissenting), rev'd on
other grounds, CCNV, 468 U.S. at 288, 104 S.Ct. at 3065.
Also, in the context presented (including the existence of tents),
the Court read the regulation to prohibit "overnight sleeping."
See CCNV, 468 U.S. at 293, 295, 104 S.Ct. at 3068, 3069.
Finally, the regulation necessarily involved a contextual evaluation:
There is no single activity that automatically triggers the application
of these sections.... Only when all the circumstances are taken
into account can it be determined with certainty whether a particular
person or group is 'camping' within the meaning of the regulations.
The determination required is not a difficult one. We all have
a common- sense understanding of what camping is, and the regulations
aid that understanding by giving specific examples of activities
that constitute camping 'when it reasonably appears, in light
of all the circumstances, that the participants, in conducting
these activities, are in fact using the area as a living accommodation...."'
Watt, 703 F.2d at 610 (Wilkey, J., dissenting) (quoting
47 Fed.Reg. 24,30 2 (1982)), rev'd on other grounds, CCNV,
468 U.S. at 288, 104 S.Ct. at 3065.
B
[5] We have laid out in rather fulsome fashion the general
principles that guide our analysis, because we are of the view
that those principles readily suggest that, as applied to the
Thomases, the anti-camping regulation was not unconstitutionally
vague.
To be sure, the vagueness doctrine's fundamental concern
that parties have fair notice that they are subject to an enactment
is quite plainly implicated in this case. At first blush, the
Thomases appear to be likely candidates for securing the Due Process
Clause's protection. They sought to understand the scope of the
regulation, received often less than edifying responses from Park
Service (or other Interior Department) personnel, and in some
ways conformed their behavior to accord with their understanding
of the anti-camping regulation. As their counsel poignantly stated
at oral argument, the Thomases are sincerely seeking to be law-abiding
citizens.
Even so, the regulation was not unconstitutionally vague
as applied to them. For the reasons set forth below, we believe
that the Thomases received fair notice that their contemplated
course of conduct fell within the legitimate scope of the regulation.
In part no doubt because they view their vigil (requiring as it
does a "continuing presence"" *197 **394 in Lafayette
Park), as their lives' mission, the Thomases persisted in their
course of conduct in the face of that notice, and the prosecution
at issue, unsurprisingly, resulted.
1
Our inquiry into whether the Thomases had, for constitutional
purposes, fair notice of the scope of the regulation begins naturally
enough by returning to the regulation's language. As we saw before,
the regulation begins by defining camping as "the use of
park land for living accommodation purposes." 36 C.F.R. s
7.96(i)(1). Essentially residing in Lafayette Park--spending,
as the Thomases did, nearly all of one's time in the Park, including
the night hours, and continuing for years without significant
interruption--might fairly be said to fall rather clearly within
this central element of the definition. But if doubt remains,
the regulation elaborates its pivotal definition with indicia
that, listed in the alternative, indicate what is meant by "use
of park land for living accommodation purposes." The first
three of seven listed indicia even more clearly gave the Thomases
fair notice that the regulation applied to their "continuous
presence" in the Park: "sleeping activities, or making
preparations to sleep (including the laying down of bedding for
the purpose of sleeping), or storing personal belongings...."
Id. Again, to the ordinary reader, these words readily apply to
the act of lying prone each night and early morning in sleeping
bags and on blankets, motionless, with eyes shut, and surrounded
by bags and (perhaps) clothing. Recasting the subjective behavior
as "napping" or suggesting it to be meditating does
not erase the element of notice. Lest any citizen unreasonably
believe that the listed activities for some reason are not "camping"
when pursued for nobler ends, the regulation seeks to put them,
too, on clear notice as to its scope: "The above-listed activities
constitute camping ... regardless of the intent of the participants
or the nature of any other activities in which they may also be
engaging." Id.
Additionally, the regulation's explicit terms indicate
that context, and a contextual evaluation of many of the listed
factors, determines the scope of the regulation. See id. ("The
above-listed activities constitute camping when it reasonably
appears, in light of all the circumstances, that the participants,
in conducting these activities, are in fact using the area as
a living accommodation...."). This point is worth pausing
to dwell on, because the regulation's clear statement of a contextual
evaluation should indicate two things to a reasonable reader.
First, no one of the exemplary indicia (for example, "sleeping
activities") can be considered in isolation, either from
the others or from the actual circumstances in which the activity
is conducted. Thus, the fact that the regulation does not cover
a lunch-time nap bears little upon whether the regulation nonetheless
gives fair notice that it prohibits dozing off at night, surrounded
by bits of personal property, when lying in blankets and a sleeping
bag, for nights on end, in the midst of maintaining a "continuous
presence" at the site for several years. A contextual inquiry
is a matter of reasoning from and delimiting ideal types (or paradigms),
and the observation that the paradigms of "lunch nap"
and "camping" may share an element of an hour's sleep
does not collapse the types or render vague the manifest distinction
between them. But cf. Thomas v. United States, 696 F.Supp.
702, 708-09 (D.D.C.1988). It can be said that no distinction can
be drawn between such varied acts only if no "core concept"
underlies the prohibited behavior. The lack of a "core concept"
is the hallmark of a prohibition that is unconstitutionally vague.
See Smith v. Goguen, 415 U.S. at 578, 94 S.Ct. at 1249;
Coates, 402 U.S. at 614, 91 S.Ct. at 1688. Here, "camping"
does have such a basic or unifying concept--the use of land for
living accommodation purposes--which the regulation elucidates
in detail.
Second, the contextual inquiry does not regulate behavior
by drawing bright lines and then defining the quantum of each
of the various indicia sufficient to comprise the prohibited activity.
The regulation does not, and as we have seen need not, define
the prohibited conduct precisely. *198 **395 While interests furthered
by the Due Process Clause and the First Amendment favor such regulation
by bright lines, we are quite unprepared to hold that the Due
Process Clause prohibits a contextual regulation. Reading such
a requirement into the Clause would likely invalidate most criminal
statutes and administrative regulations. Even in the First Amendment
realm, statutes cleaving to the exact language of Supreme Court
requirements would fail such a test. Cf. Miller v. California,
413 U.S. 15, 93 S.Ct. 2607, 37 L.Ed.2d 419 (1973); Brandenburg
v. Ohio, 395 U.S. 444, 89 S.Ct. 1827, 23 L.Ed.2d 430 (1969).
Such an approach would require precision far beyond that required
in the due process cases that guide our inquiry. See supra pp.
194- 95. And it would condemn a standard that provides far more
notice in this case than that which appears to have been provided
by standards scrutinized by the Supreme Court for vagueness under
the Due Process Clause. Cf., e.g., Kolender, 461 U.S. at
352, 103 S.Ct. at 1855 (striking a requirement that "credible
and reliable" identification be presented); Smith v. Goguen,
415 U.S. at 566, 94 S.Ct. at 1242 (striking prohibition punishing
one who "treats contemptuously the flag of the United States");
Letter Carriers, 413 U.S. at 548, 93 S.Ct. at 2880 (upholding
regulations containing phrases such as "actively participating
in a fund-raising activity" and "[t]aking an active
part in managing [a] political campaign"); Grayned,
408 U.S. at 104, 92 S.Ct. at 2294 (upholding a statute prohibiting
"the making of any noise or diversion which disturbs or tends
to disturb [interpreted as "imminent interference" with]
the peace or good order of such school session ...").
Indeed, as long as we find (as we readily do) that the
Thomases had fair notice that the regulation legitimately applied
to their contemplated conduct, we are barred from concluding that
the regulation is unconstitutionally vague as applied because
it provides no bright lines to guide conduct different from the
conduct before us. A line of reasoning that would require bright
lines, or that concludes that the regulation is vague as applied
here because cases less clear than the Thomases' may exist, is
in its nature review of the facial validity of the regulation.
The court may in other circumstances, but not in this case, imagine
how a statute or regulation might apply in cases other than that
under review when an enactment threatens to chill expressive activities,
and that review considers the overbreadth or facial validity of
the challenged enactment. See Broadrick, 413 U.S. at 613-16,
93 S.Ct. at 2916-18 (describing limits on overbreadth analysis
and on the ability to assert others' claims even in the First
Amendment context, and cautioning, 413 U.S. at 615- 16, 93 S.Ct.
at 2917-18, that once the court rejects a facial challenge, "whatever
overbreadth may exist should be cured through case-by-case analysis
of the fact situations to which [the enactment's] sanctions, assertedly,
may not be applied"). CCNV has settled that issue
of overbreadth and facial validity for the camping regulation,
see supra pp. 195-196, and even if we wished to reopen the issue,
we are of course powerless to do so.
2
Beyond the notice provided by the regulation's language,
the Thomases also received actual notification that their "continuing
presence" violated the regulation. The record reveals that,
without issuing citations, officers at least three times verbally
warned the Thomases that the camping regulation prohibited their
ongoing behavior (on the nights of February 28, March 21, and
March 25). Additionally, officers issued four citations to the
Thomases, each of which should have alerted the Thomases that
the coincidence of circumstances that comprised their behavior
brought them within the regulation. Also, a letter from the Park
Service to another protester and that William Thomas introduced
into evidence provides some evidence of actual notice (as opposed
to, as the Thomases would have it, supporting their case). The
letter, which was read into the record, states: "However,
once casual sleeping become[s] overnight sleeping or sleeping
for large portions of the night or day or is coupled with other
indicia of *199 **396 camping, then that conduct violates the
camping regulation." (Tr. 163). This statement further defines
the nature of the contextual reasoning and clearly encompasses
both William Thomas's admitted "napping" during the
ongoing vigil and the facts found by the trial court. Finally,
a permit system allows the Thomases to obtain clear notice of
what falls within the regulation, so long as they do not in practice
add indicia of camping to those activities listed in their permit
application. See, e.g., Letter Carriers, 413 U.S. at 580,
93 S.Ct. at 2897 (existence of procedure for determination of
lawfulness of contemplated act reduces vagueness concerns). The
existence of the actual notification--in warnings and citations,
for example--confirms our conclusion that the Thomases had fair
notice that the regulation applied to their contemplated conduct.
3
Apart from notice, the void for vagueness doctrine also
seeks to ensure that officials do not possess undue discretion
in their enforcement of the challenged enactment. In our view,
the Thomases' case fails to raise that danger sufficiently to
warrant a conclusion that the regulation is vague as applied.
They present no evidence of discriminatory enforcement. Cf. CCNV,
468 U.S. at 295 & n. 6, 104 S.Ct. at 3069 & n. 6. And
nothing in the enforcement as against the Thomases suggests that
the officials have usurped or arbitrarily employed (otherwise)
lawful authority, evils against which the Clause is designed to
guard. Rather, the officials have repeatedly made the contextual
judgment that the regulation warrants.
More importantly, nothing in the terms of the regulation
implicitly confers undue discretion upon Park Service officials.
While officers on the enforcement front-lines are left with some
ordinary discretion over what falls within the enactment, see
Grayned, 408 U.S. at 114, 92 S.Ct. at 2302, they nonetheless
must justify their action by the terms of the regulation. As we
have discussed, see supra pp. 196-98, the concept of camping,
once defined as "use of park land for living accommodation
purposes," in turn elucidated by specific indicia of that
use, describes reasonably precise boundaries of the prohibited
behavior. Those concepts, definitions, and indicia similarly contain
and channel officials' enforcement discretion for purposes of
the values secured by the Due Process Clause. CCNV implicitly
confirmed this conclusion in upholding the regulation against
a vagueness challenge. See supra pp. 195-196.
C
Once we conclude, as we have, that the regulation provided
fair notice to the Thomases and sufficiently delimited the discretion
conferred upon enforcement officers, we are left, then, only with
the puzzle of why the Thomases sought to discern the scope of
the regulation yet repeatedly ran afoul of it. Without that puzzle,
this case would have presented an easier question, and a shorter
opinion. The record suggests that the Thomases have always believed
that they have not over the years engaged in camping, in some
Platonic or Eagle Scouts sense, and that they have in accord with
their deeply held religious beliefs given up all accommodations.
Therefore, as counsel put it at oral argument, the Thomases view
themselves as having, in effect, no living accommodations. Nonetheless,
the regulation and its enforcement, as applied to the Thomases,
fairly and clearly told them the contrary; it therefore readily
passes constitutional muster in its application to them. The Thomases
persisted in effectuating their belief, which at day's end amounts
to disagreement with the clear import of the regulation as indicated
by its language, its enforcement, its interpretation by the district
court, and now our reading. It may be unfortunate that the Thomases'
deeply felt convictions have led them to persistent behavior running
afoul of the clear import of the regulation. That disagreement,
in the face of various warnings, perhaps reflects courage, conscience,
or tragedy. It manifestly *200 **397 does not reflect, in the
regulation as it has been applied, vagueness of constitutional
dimension.
* * *
For the foregoing reasons, we reject the Thomases' challenge
to the sufficiency of the substantial evidence arrayed against
them and are constrained to conclude that their vagueness assault
on the camping regulation, as applied to them, falls considerably
short.
AFFIRMED.